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Reports:

The Machinery of Democracy: Protecting Elections in an Electronic World
Executive Summary

&
Full Report
(Brennan Center)

Malfunction
& Malfeasance.
A Report on the Electronic Voting Machine Debacle

(Common Cause)

Mythbreakers:
Facts About
Electronic Elections

(VotersUnite!)

Electronic Voting
Best Practices

(Kennedy School of Government, Harvard)

U.S. Government Accountability Office (GAO, Sept. 05)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Candidates must make sure that all Americans count,
by making sure that all votes are counted.


It is time to put the sanctity of citizens’ votes above the desires of any candidate or party. Your responsibility as a candidate in a democratic election is to make certain that the election was fair and that all votes are counted accurately.

To: All Indiana Democratic and Republican Party County Chairs (1)
Regarding: Are you prepared to verify the vote in the upcoming election?


Click here to print this page as a PDF file

Verify the Vote - Indiana is a non-partisan organization working for legislation that will require the use of voter-verified paper ballots and automatic post-election audits for all Indiana counties. We hope that post-election audits, in future, will consist of randomly selecting a small number of precincts from each county and hand-counting the voter-verified paper ballots cast in those precincts to determine whether the electronic voting system counted and tallied the votes correctly. (2)

Important: The fact that we advocate post-election audits should not be taken as criticism of our experienced, professional, honest Indiana County Clerks. We have spoken with members of the Boards of Election in three Indiana counties, and the more we learn about the complexity of conducting elections, the more we respect the County Clerks and the members of the Boards of Election. Errors can and do, however, occur in any human enterprise. Computerized voting system problems can occur as a result of an error in the software program provided by the vendor; an error when the election is set up on the county computer; an error in the instructions provided to voters; an error when results from the voting machines are transferred to the central tabulator computer that adds up all of the votes; or an error in how the system tallies the votes. We believe in a slight variation on President Ronald Reagan’s sage advice - we believe that citizens should “Trust and verify” our democratic elections. At present, there is no Indiana law that requires automatic audits of elections – so the only option available to citizens and candidates to double-check that the reported election results are accurate is recounts.

Our understanding of Indiana election law is that candidates may request a recount if they have a good-faith belief that the election result as reported could be wrong. (3) It is the opinion of Verify the Vote – Indiana that the only valid reason for a candidate to request a recount is to ascertain the will of Indiana voters. A recount should never be requested for a frivolous reason. Further, recounts should never be requested as a “strategic move” - as an attempt to count the votes in a way that benefits a particular candidate or party.

Why are we issuing this letter? In a recent Indiana election, a candidate who had requested a recount was not informed about all of his options for a recount on the voting system in question, and did not know the right questions to ask. We want all candidates to know more about the questions they can and should ask.

Also, we find that there is profound misunderstanding about the types of errors that can occur on computerized voting systems. In the past, recounts have been limited to races in which there was a narrow margin between the “winner” and “loser,” which made sense when paper ballots were hand-counted. On electronic voting systems, however, one error in a computer program is multiplied by the total number of voters who use that program, and recounts may reverse the election result even when there is a large gap between vote totals. For example, in the May 2006 Primary Election for County Recorder in Pottawotamie County, Iowa, an initial machine count indicated that candidate Duran had received 55% of the votes to candidate Sciortino’s 44%. Not worth a recount? When County Auditor Marilyn Jo Drake hand-counted the same set of optical scan ballots, candidate Sciortino had received 85% of the votes cast, while candidate Duran had only 14%. At this point Drake stopped the machine count, called the Secretary of State's office, and talked to her county Board of Supervisors requesting permission to hand-count all of the county's ballots. The state and county gave Drake permission to do the hand-count, it was carried out the day after the election, and candidate Sciortino won handily. (4) The same problems that can occur with optical scan voting systems can also occur in direct-record electronic voting systems!

Because of this potential for small errors to have large results, we believe that questionable election results should trigger a recount.

Our advice to Indiana County Chairs - work with your County Clerk, Board of Elections, candidates, and with the voting machine vendors to be fully informed about your options for requesting and conducting recounts. We recently spoke with Steve Shamo of Microvote, who told us that he recommends that candidates contact his company directly to determine their options. We hope that other voting machine vendors – such as ES&S, Diebold/Fidlar, and Voting Technologies International feel similarly.

Recount basics: If your county uses an optical scan ballot system, then you can perform a complete recount of those ballots. If your county uses a direct-record electronic system, you can still perform a meaningful audit (even though you can never be guaranteed that the voting machines recorded the votes as the voters intended).

Ask questions about ballot & machine security. Be sure to double-check procedures for handling optical scan ballots: each ballot should be visually inspected to make sure that it is not unreadable by the scanner because it has been marred by over-votes, by marks that are too light, by erasures, or by stray marks -- or because it has been folded or crumpled. If a ballot is found to be unreadable by the machine for any of these reasons, a bipartisan team should create a new ballot that represents the intent of the voter so that this ballot can be scanned.

To prepare for the possibility of a recount, petition your County Clerk and/or the Indiana Secretary of State’s Office for detailed, written information about recounts on your particular voting system in advance of the election (if possible).
• Ask for clarification: Under exactly what circumstances can a recount be requested? By whom can a recount be requested – by any candidate, by citizens?
• What are all of the time limits on requests for audits and recounts? Do the time limits differ for various auditing/recounting options? When are the voting machine memory banks erased? When is the ballot file used to count votes in this election cleared from the machine?
• When a request for audit/recount is submitted to the Clerk, how long will it take for the action to begin? How long will it take to complete?
• Exactly what auditing and recounting operations are possible on the particular voting system(s) used in your county? Your county may use one or more of the following systems:

If your county uses a central-count optical scan voting system: A central count optical scan system is one in which at least one optical scan reader is kept in the Clerk’s Office and ballots are brought to the office to be counted. First, determine all of the paper trails that can be produced by the system. Central-count optical scan voting systems should generate a report showing that there were zero votes on the system at the beginning of the scanning session and the total number of votes cast for each precinct after all ballots are scanned. Some optical scan voting systems store an image (a picture) of each voter’s ballot – does yours? Some optical scan voting systems have several ‘memory banks’ that store votes cast. All optical scan systems should generate “audit logs” that show the date/time of all activities on the voting system during the election. Keep in mind that with any optical scan voting system you can randomly select precincts and hand-count the ballots in those precincts to make sure that the tallies reported by the central tabulator are accurate. (5) If the hand-count and central tabulator counts disagree, then a hand-count of all optical scan ballots cast in your county should be conducted. Talk with your County Clerk and consult the voting system vendor for complete information about your system!

If your county uses a precinct-count optical scan voting system: A precinct-count optical scan system is one in which there is at least one optical scan reader at each precinct. At the end of election day, results from each optical scan reader must be transferred to the central tabulator PC that adds up all of the votes at the Clerk’s Office. The results from each reader are usually transferred via a cartridge or memory card to the central tabulator PC. First, determine all of the paper trails that can be produced by the system. Most precinct-count optical scan voting systems will print a summary tape at the end of election day showing all of the votes cast in that precinct – each summary tape should have a printed statement at the top that there were zero votes on the machine at the start of election day. You should inspect the summary tapes and request that the vote totals on some/all of the summary tapes be added by hand to double-check that the tabulator totals are accurate. Some optical scan voting systems store an image (a picture) of each voter’s ballot – does yours? Some optical scan voting systems have several “memory banks” that store votes cast, can the memory banks be accessed independently – in a way other than simply printing summary tapes a second time? ALL optical scan systems should generate “audit logs” that have date/time stamp for all activities on the voting system during the election. For precinct-count optical scan systems that there are two phases of vote capture and vote counting: The optical scan readers at each precinct and the central tabulator PC at the Clerk’s office. You should inspect audit logs for the readers and the central tabulator in a recount. Keep in mind, also, that with any optical scan voting system you can randomly select precincts and hand-count the ballots in those precincts to make sure that the tallies reported by the central tabulator are accurate. (5) If the hand-count and central tabulator counts disagree, then a hand-count of all optical scan ballots cast in your county should be conducted. Talk with your County Clerk and consult the voting system vendor for complete information about your system!

If your county uses direct-record electronic voting machines: First, determine all of the paper trails that can be produced by the system. Each voting machine should print a summary tape at the end of election day showing the votes cast on that machine – each summary tape should have a printed statement at the top that there were zero votes on the machine at the start of election day. In some counties, precinct workers are asked to create a ‘precinct tally sheet’ that shows the votes cast on all of the machines in that precinct and the total number of votes for all machines combined. Some direct-record electronic voting machines – like the Microvote 464s – print an internal audit tape as voters cast their ballots during election day. Some direct-record electronic voting machines have several ‘memory banks’ that store votes cast. Can the memory banks be accessed independently – in a way other than simply printing summary tapes a second time? ALL direct-record electronic voting systems should generate ‘audit logs’ that have date/time stamp for all activities on the voting system during the election. Keep in mind, for direct-record voting machine systems, that there are two phases of vote capture & vote counting: information from the voting machines at each precinct must be transferred to the central tabulator PC that adds up all of the votes at the Clerk’s office. You should inspect audit logs for the readers and the central tabulator in a recount. You should inspect the summary tapes and request that the vote totals on some/all of the summary tapes be added by hand to double-check that the tabulator totals are accurate. Unfortunately, direct-record electronic voting machines in Indiana do not produce voter-verified paper ballots, so you cannot be sure that the voting machine captured each vote as the voter intended. You can, however, request thorough post-election testing of the voting machines in your county. (Post-election testing should be as thorough as an excellent pre-election test. 6) Talk with your County Clerk and consult the voting system vendor for complete information about your system!

Finally, prepare yourself and all citizens – you will not concede until you are confident that all votes have been counted and the tallies are accurate. Once a candidate concedes, the press and citizens will begin to perceive that person as the loser. Campaign post-mortems will begin, fingers will be pointed and little attention may be paid to provisional, spoiled, and absentee ballots. Some citizens will conclude that their negative experience was just an oddity and won’t report it. People who have specific knowledge about problems with the election will shrug and walk away. The 2004 Harvard Kennedy School of Government symposium on “Voting, Vote Capture & Vote Counting” says this: “Speed and accuracy in determining the official tally are both achievable, but not simultaneously possible. Provisional ballots may need to be evaluated and added, and the process should be assessed after the fact for irregularities (including disenfranchisement, voter misinformation or intimidation). Audits should take place soon after the election, and should be comprehensive. The unofficial returns may be released soon after the election; but time should be taken with the official tallies. There is no way to get a guaranteed fast tally, which is a count that is accurate as fast as possible. The public must understand that every vote counts, and every vote should be counted. Promises or expectations of quick resolutions should be avoided, and the media (and political parties) must not overly stress preliminary counts.” (7)

What is the cost involved in verifying election results? Our understanding of Indiana Election Law is that a petitioner for a recount must post a bond for at least $100 to recount the first 10 precincts. The cost of a more extensive recount depends on the election returns. If, on the face of the election returns, the difference between the number of votes cast for the candidate nominated or elected and the petitioner is not more than 1% of the total votes cast for all candidates then the amount of deposit or bond is increased by $10 for each precinct in excess of ten. If, however, on the face of the election returns, the difference between votes cast for the candidate nominated or elected and the petitioner is more than one percent (1%) the amount of the deposit or bond shall be increased by one hundred dollars ($100) for each precinct in excess of ten. (8)

Again, we would like to emphasize that it is the opinion of Verify the Vote – Indiana that the only valid reason for a candidate to request a recount is to ascertain the will of Indiana voters. Recounts should never be requested for a frivolous reason or as a strategic move to benefit a candidate or party.

We believe that inherent in the right of citizens to cast their votes is a right to have those votes counted accurately. Voter confidence across the nation continues to drop. We urge candidates, parties, election officials and volunteers to act with the highest standards of integrity in the upcoming election and we urge you to verify the vote.

Sincerely, for Verify the Vote – Indiana,
James Allison
Tomi Allison
William Berling
Susan Davis
Cynthia Hoffman
Carole Scifres
Joanne Shank
Janet Cedar Spring
Gene Stoll
Rae Stoll

Contact us
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1. We are sending this letter to all Democratic Party and Republican Party Chairs whose email addresses we can find on the Indiana State party websites. We are making an effort to place a phone call to those chairs who are not listed so we can send the letter via email or snail mail. We will also send this letter to State Chairs of the Libertarian, Constitution, and Green parties.

2. Random Auditing of E-Voting Systems: How Much is Enough? by Howard Stanislevic.
http://www.votetrustusa.org/pdfs/VTTF/EVEPAuditing.pdf

3. No statement in this document should be construed as legal advice. Consult a lawyer!

4. “Too Much, Too Fast, More Than They Can Chew” by John Gideon
http://www.votetrustusa.org/index.php?option=com_content&task=view&id=1378&Itemid=51

5. Random Auditing of E-Voting Systems: How Much is Enough? by Howard Stanislevic.
http://www.votetrustusa.org/pdfs/VTTF/EVEPAuditing.pdf

6. Guidelines for Creating a Test Deck of Ballots by John Washburn, Certified Software Engineer.
http://www.washburnresearch.org/archive/TestingGuidelines/GuidelinesForCreatingTestBallots.pdf

7. Indiana Election Code on recounts:
http://www.in.gov/legislative/ic/code/title3/ar12/ch6.html

8. The Voting, Vote Capture, and Vote Counting Symposium. June 1, 2004, Kennedy School of Government, Harvard University. http://designforvalues.org/voting/

Extra-Credit: Petition the Indiana Secretary of State for:

  • Fair, detailed, written directives to all County Clerks regarding standards for counting provisional ballots.
  • Specific, stern statements to County Clerks, political parties, and citizens that no voter misinformation or intimidation will be accepted. The Secretary of State should indicate the legal consequences of any such behavior.
  • A written statement directing County Clerks to release any and all information about election results directly to citizens who request the information including (but not limited to) copies of precinct tally sheets and the results of all races reported separately for each precinct (in electronic format if available).

 

The Candidates’ Pledge To Work For Clean, Accurate Elections

1. I pledge to work hard to make sure that every citizen who is eligible to vote is allowed to vote, is treated with respect, and has their vote counted accurately.

2. I will not concede any contest I am involved in until I know that every absentee and provisional ballot has been counted.

3. I shall make sure that all voters know where to register their concerns or complaints about their voting experience: Were they not allowed to vote even though they had good reason to believe they should have been allowed? Were they misinformed or intimidated? Did they have any difficulties with the ballots or voting machines?

4. I shall exhaust every possible legal recourse to assure that all eligible voters are allowed to vote and that every vote cast by an eligible voter is counted.

5. If asked to "concede" I shall respond: "Only when every vote cast has been counted — to do anything less would be a violation of the Constitution."


 

 

Election
Protection
Voter
Hotline

1-866-
OUR-VOTE

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Mainstreet Moms:
Recount Readiness

 

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Harvard
Kennedy School
of Government symposium on
Voting,
Vote Capture
&
Vote Counting